Head of Regulatory Affairs
Helen Lumpuy is the Head of Regulatory Affairs of Insigneo Securities, LLC. She has been with Insigneo and its predecessor organizations since 1996 starting in Operations and moving into the Compliance department in 2004. Helen oversees all regulatory and AML-related activity safeguarding that Insigneo is compliant with all FINRA and SEC regulations. Helen received a Bachelor of Arts in Business Administration from Rutgers University in 1982.
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