Clearing and Custody

The investments you hold in a brokerage account with us are kept in a segregated custody account at Pershing, a subsidiary of Bank of New York Mellon’s Corporation. Our advisory accounts are kept at Pershing or other global custodians.


Although this does not protect you from market-related losses, you can rest assured that in extreme cases, where a financial firm’s integrity is compromised, your assets are fully protected.

With more than 80 years of experience, BNY Mellon’s Pershing is a proven leader in the financial services industry.

In an ever-changing financial markets landscape, our clients frequently worry about the custody of their assets.

Since 1939, BNY Mellon’s Pershing has been providing brokerage execution, clearance, data processing and financial products and services to introducing broker dealers.

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