CORPORATE COMPLIANCE AND RISK
Insigneo Financial Group
Ms. Schaefer heads the Operations and Compliance/AML divisions of Insigneo Financial Group. She is an executive with over 35 years of experience in financial services industry compliance. She has been with the Insigneo Financial Group of companies since 2014, leading its AML and operations support for both the Broker Dealer and Investment Advisor.
Previously, Ms. Schaefer was Chief Compliance Officer, Senior Vice President and HR Director at Shay Investments Services, as well as Chief Compliance Officer and Head of Compliance for Bulltick Capital Markets. For over 20 years, she was part of EFG Capital International Corporation, where she held several leadership positions until becoming the Chief Compliance Officer, Financial and Operations Principal and Compliance Department Head.
Ms. Schaefer holds a Major in Behavioral and Social Sciences from Cornell University and is Bonded and Licensed Notary Public. FINRA as Financial and Operations Principal Series 27, General Securities Sales Representative Series 7 and Sales Supervisor Series 24, FINRA/Wharton Certified Regulatory and Compliance Professional (CRCP).